Compliance Check Prompt
Pre-built prompt template for compliance verification workflows.
Overview
The compliance-check prompt is a pre-built MCP prompt template for verifying compliance of positions or transfers. The LLM requests this prompt with variables (e.g., portfolio IDs, jurisdiction) and receives a structured prompt. The template guides the LLM to fetch relevant data and assess accreditation, jurisdiction, and regulatory constraints.
Template
The prompt instructs the LLM to: (1) fetch position and participant data, (2) check accreditation status, (3) verify jurisdiction rules, (4) identify any compliance gaps, (5) summarize findings. The template ensures consistent compliance check flows across clients.
Variables
| Variable | Type | Required | Description |
|---|---|---|---|
portfolio_ids | string[] | No | Limit to specific portfolios |
participant_id | string | No | Limit to participant's positions |
jurisdiction | string | No | Jurisdiction to check (e.g., US, EU) |
check_type | string | No | accreditation |
Pass variables when requesting the prompt from the MCP server.
Example output
When rendered, the prompt produces text like: "Perform a compliance check for [scope]. Verify accreditation and jurisdiction rules. Report any gaps." The LLM uses this to drive the compliance analysis flow.
Customization
The template is fixed by the MCP server. Customization is limited to variable values. For custom compliance flows, use resources and tools directly.